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This article originally appeared in Vol. 26, No. 2-3 of Industry & Environment, a quarterly publication of the UN Environment Programme. The complete issue, dedicated to "Sustainable Building and Construction", is available from UNEP.
Cradle-to-cradle design is an ecologically intelligent
approach to architecture and industry that creates materials,
buildings and patterns of settlement that are wholly healthful
and restorative. Unlike cradle-to-grave systems, cradle-to-cradle
design sees human systems as nutrient cycles in which every
material can support life. Materials designed as biological
nutrients provide nourishment for nature after use; technical
nutrients circulate through industrial systems in closed-loop
cycles of production, recovery and remanufacture. Following
a science-based protocol for selecting safe, healthful ingredients,
cradle-to-cradle design maximizes the utility of material
assets. Responding to physical, cultural and climactic settings,
it creates buildings and community plans that generate a
diverse range of economic, social and ecological value in
industrialized and developing nations alike.
As the flow of advanced architectural materials grows with
the expanding global economy, and as even traditional dwellings
built with local materials begin to put pressure on natural
resources in developing countries, environmental policy
makers, business leaders and governments worldwide are increasingly
embracing energy and material efficiency to mitigate the
impacts of architecture.
But perhaps eco-efficiency's moment has past. "Doing
more with less" played a valuable role in slowing ecological
destruction in the late 20th century but it is not up to
the challenges presented by the kind of growth and global
change expected in the 21st.
Certainly, eco-efficient measures such as the European
Union's national targets for energy and material efficiency
are laudable attempts to sustain human health and economic
growth. But using less fuel to heat energy-efficient highrises
or sending less building material to landfills does not
address the deep flaws of contemporary architecture and
industry; it simply limits the negative impact of poor design.
The result, an easing of ecological stress, has been an
important step towards a more just and healthful world.
But it is yesterday's step. The time has come to adopt a
truly hopeful strategy that will solve rather than merely
alleviate the problems associated with buildings and construction,
a strategy that will transform architecture into a celebration
of a human ecological footprint with wholly positive effects.
Yesterday's Ecological Footprint
To move towards a sustaining, life-supporting human footprint,
it is worthwhile to take a close look at the ideas and practices
informing sustainable architecture today. The realization
that conventional, modern architecture is not sustainable
over the long term is not new. We know, for example, that
constructing and maintaining new buildings rivals the global
economy's entire manufacturing sector in material and energy
use. For more than a decade, UNEP and other international
agencies, along with a growing network of NGOs, have been
striving to shift the priorities of governments, businesses
and architects towards more environmentally sound practices.
But how effective are the typical approaches to design
for sustainability? Most are aimed at using energy and material
more efficiently, a strategy that grows from the idea that
decoupling material use from economic growth can sustain
architecture and industry over the long term. This would
seem to be a critical insight. A report by the World Resources
Institute, for example, projects a 300% rise in energy and
material use as world population and economic activity increase
over the next 50 years. As long as economic growth implies
increased material use, the study warns, "there is
little hope of limiting the impacts of human activity on
the natural environment." But, the report continues,
if industry can become more efficient, using less material
to provide the goods and services people want, economic
growth can be sustained-thus decoupled from resource extraction
and environmental harm.1
The same study found, however, that despite 25 years of
dematerialization by five of the world's most potent economies,
waste and pollution in those nations had increased by as
much as 28%. Though many European nations in the past ten
years have achieved significant reductions in waste, they
are merely reaching for sustainability, which is, after
all, only a minimum condition for survival.
It is true that efficiently constructed buildings can cut
waste, and that lighter materials can minimize resource
consumption. But while designers may make material substitutions-super-efficient
glass, triple glazing, recycled plastic-the chemistry of
materials in efficient buildings tends to be the same as
that in their more gluttonous contemporaries. And that presents
a serious threat to human health.
Materials and Human Health
Indeed, none of the materials used to make contemporary
buildings is specifically designed to be healthful for people.
Consider, for example, the ubiquitous use of polyvinyl
chloride. Better known as PVC or vinyl, it is a common ingredient
of windows, doors, siding, flooring, wall coverings, interior
surfaces and insulation. Many PVC formulations contain plasticizers
and toxic heavy metals such as cadmium and lead. Plasticizers
are suspected of disrupting human endocrine systems, cadmium
is known to be carcinogenic and lead is a neurotoxin.
Equally common are the volatile organic compounds, some
of which are suspected carcinogens and immune system disruptors,
that off-gas from particleboard, paints, textiles, adhesives
and carpets. . Design flaws that trap moisture in buildings,
add mold to the substances fouling indoor air, and the products
developed to fight mold appear to be generating a permanent
training ground for resistant microorganisms. The widespread
presence of wood preservatives and lead rounds out this
formidable array of harmful materials.
Energy efficient buildings, which are designed to require
less heating and cooling, and thus less air circulation,
can make things worse. A recent study in Germany, for example,
found that air quality inside several highly rated energy
efficient buildings in downtown Hamburg was nearly four
times worse than on the dirty, car-clogged street.2 For
all the care taken to save energy by keeping out the elements
with better insulation and sealed windows, no one considered
the long-term effects of sealing in the chemically laden
carpets, upholsteries, paints and adhesives used to finish
the interiors.
The effects are hard to ignore. Where buildings with reduced
air-exchange rates are common, so are health problems. In
Germany, where tax credits support the construction of energy
efficient buildings, allergies affect 42% of children aged
6 -7, largely due to the poor quality of indoor air.3
Eco-efficient buildings also have a cultural impact. Following
the old modernist aesthetic, they tend to be steel and glass
boxes short on fresh air and natural light, their internal
ecosystems divorced from their surroundings. In Frankfurt
or Indonesia, they are the same. Architecture critic James
Howard Kunstler has called these Bauhaus-inspired structures
"intrinsically despotic buildings that [make] people
feel placeless, powerless, insignificant, and less than
human."4
Are these the kind of buildings we want all over the world?
Can't we do better?
Cradle-to Cradle Design
We can. Cradle-to cradle design raises an entirely different
agenda. Rather than seeing materials as a waste management
problem, as in the cradle-to-grave system, cradle-to-cradle
design is based on the closed-loop nutrient cycles of nature,
in which there is no waste. By modeling human designs on
these regenerative cycles, cradle-to-cradle design seeks,
from the start, to create buildings, communities and systems
that generate wholly positive effects on human and environmental
health. Not less waste and fewer negative effects, but more
positive effects. Imagine, for instance, buildings that
make oxygen, sequester carbon, fix nitrogen, distill water,
provide habitat for thousands of species, accrue solar energy
as fuel, build soil, create microclimate, change with the
seasons, and are beautiful.
One need not simply imagine such places. By clearly understanding
the chemistry of natural processes and their interactions
with human purpose, architects can create buildings that
are delightful, productive and regenerative by design. This
represents a radical shift: from inanimate, one-size-fits-all
structures into which we plug power and largely toxic materials,
to buildings as life-support systems embedded in the material
and energy flows of particular places. The presence of such
buildings around the world suggests that human activity
can indeed create footprints to delight in rather than lament.
This is not just wishful thinking or "concept"
design. The cradle-to-cradle philosophy is driving a growing
movement devoted to developing safe materials, products,
supply chains and manufacturing processes throughout architecture
and industry. It is being adopted by some of the world's
most influential corporations, including BASF, the world's
largest chemical company; Shaw Industries, the world's largest
carpet maker; Ford Motor and its major suppliers in the
auto industry; and a host of prestigious designers and manufacturers
of textiles, furniture and other materials. Even in nations
as vast and influential as China, organizations such as
the China-US Center for Sustainable Development are adopting
this new paradigm to develop healthful buildings, safe industrial
processes and sustainable community plans.
Here's why: Cradle-to-cradle design is animated by ecological
intelligence. In the natural world - a grand, evolving system
based on hundreds of millions of years of research and development
- the processes of each organism contribute to the health
of the whole. One organism's waste is food for another,
and nutrients and energy flow perpetually in closed-loop
cycles of growth, decay and rebirth. Waste equals food.
Understanding natural systems allows architects and designers
to recognize that all materials can be seen as nutrients
that flow in natural or designed metabolisms.
Nature's nutrient cycles comprise the biological metabolism.
The technical metabolism is designed to mirror the earth's
cradle-to-cradle cycles; it's a closed-loop system in which
valuable, high-tech synthetics and mineral resources circulate
in an endless cycle of production, recovery and reuse.
By specifying safe, healthful ingredients, designers and
architects can create and use materials within cradle-to-cradle
cycles. Materials designed as biological nutrients, such
as textiles for draperies, wall coverings and upholstery,
can be designed to biodegrade safely and restore soil after
use, generating more positive effects, not fewer negative
ones. Materials designed as technical nutrients, such as
infinitely recyclable textiles, can provide high-quality,
high-tech ingredients for generation after generation of
synthetic products. And buildings constructed with these
nutritious materials, and designed to respond to local energy
flows and cultural settings, encourage patterns of human
settlement that are restorative and regenerative.
Waste Equals Food: From Dematerialization to Rematerialization
Cradle-to-cradle design yields an entirely new relationship
to materials, energy and the making of things. Where eco-efficient
designs aim to dematerialize-minimizing the negative effects
of toxic materials and polluting fuels-cradle-to-cradle
design seeks the rematerialization of safe, productive materials
in systems powered by the sun.
Rematerialization can be understood as both a process and
a metaphor. In the industrial world, it refers to chemical
recycling that adds value to materials, allowing them to
be used again and again in high-quality products. As a metaphor
growing from this process, it suggests a design strategy
aimed at maximizing the positive effects of materials and
energy and participating in the earth's abundant material
flows.
Nylon 6 provides a good example of rematerialization. This
widely used polymer can be chemically recycled into the
raw material caprolactam, which can be used to make generation
after generation of high-quality carpet fiber. In effect,
the process virtually eliminates waste.. Given the hundreds
of millions of pounds of carpet fiber that each year are
sent to landfills or incinerators -or recycled into products
of lesser value-the significance of rematerializing nylon
6 is enormous. And it suggests an effective new model for
material flows.
The model is changing real-world business. Shaw Industries,
for example, has examined the material chemistry of its
carpet fiber and backing to assess the healthfulness of
its dyes, pigments, finishes and auxiliaries-everything
that goes into carpet tile. Out of this rigorous process
has come the promise of a fully optimized technical nutrient.
Shaw now guarantees that all its nylon 6 carpet fiber will
be taken back and returned to nylon 6 fiber, and its safe
polyolefin backing returned to safe polyolefin backing.
Rematerialization makes conventional recycling look obsolete.
Most recycling is actually downcycling, a loss of value
over time. . When various plastics are recycled into countertops,
for example, valuable materials are mixed and can't be recycled
again. New ultra-light composite materials are hybrids from
the start; they can't even be recycled once. And when metals
such as copper, nickel and manganese are blended in recycling,
their value is lost forever.
The key to effective rematerialization is defining material
chemistry and tracking material flows. A materials passport-a
tracking code created with molecular markers, for example-makes
that possible. The passport guides materials through industrial
cycles, routing them from production through reuse, defining
optimum uses and intelligent practices. With a passport,
valuable construction materials can be rematerialized into
valuable construction materials, not recycled into hybrids
of lesser value heading inexorably towards the landfill.
When conceived as nutrients, high-tech materials can be
safely and effectively used in every phase of construction.
Cradle-to-cradle geopolymers, for example, are a promising
replacement for concrete, which leaches harmful chemicals
on building sites and in landfills. Made from local earth
and high-quality plastic, geopolymers are far more stable
than concrete and require far less embodied energy to produce.
Design for disassembly allows building materials made of
geopolymers to be used again in new buildings. Or they can
be returned to technical cycles and used in other high-quality
products. Another material designed as a technical nutrient,
a polystyrene foam engineered by BASF, is being developed
as a structural material for low cost housing in developing
countries.
Safe biological nutrients can be used throughout interiors,
generating healthful effects during production and use,
and even after they wear out. A textile we designed, woven
of wool and ramie and processed with completely safe chemicals,
provides an attractive, healthful upholstery fabric and
can nourish the soil when it wears out. At the Swiss mill
where the fabric is produced the trimmings serve as garden
mulch. The water leaving the factory is as clean as the
water flowing in.
Rematerialization and cradle-to-cradle design can be applied
with high-tech or low-tech methods to new or existing buildings.
Harmful materials in existing buildings can be replaced
with healthful ones. Old buildings can also be restored
with new designs and technologies that harvest the sun's
energy - examples include the Audubon Society's century-old
headquarters in Manhattan and the venerable Field Museum
in Chicago - or flexibly refitted for a variety of new uses.
Intelligent Materials Pooling
Rematerialization on a large scale can be achieved through
a nutrient management system we call intelligent materials
pooling. This system, designed to effectively manage flows
of polymers, rare minerals and high-tech materials for industry
and architecture, as well as local, low-tech flows of natural
resources, calls for cooperative networks geared to optimizing
materials' value.
In an intelligent materials pool, multiple companies share
access to a supply of a high-quality material such as nylon
6 or copper. In effect, partners draw materials from the
pool to create products, and replenish it with materials
they have recovered after a defined period of use. Sharing
resources and knowledge, information and purchasing power,
partners in a materials pool ideally develop a shared commitment
to generating a healthy system of material flows and to
using the safest, highest-quality technical ingredients
in all their products.
From a strategic perspective, the process begins with an
agreement by several companies to phase out an environmentally
dangerous material such as PVC. Out of this shared commitment
comes a community of companies with the market strength
to engineer the phase-out and develop innovative alternatives.
Together, they specify preferred materials, establish defined-use
periods for products and services and create an intelligent
materials pool.
Design and The Laws of Nature
Cradle-to-cradle architectural materials realize their full
potential within cradle-to-cradle buildings. The context
of material use is always the larger design, and the larger
design always unfolds in the overarching context of the
natural world.
Cradle-to-cradle building design is thus the process of
discovering beneficial, fitting ways for humans to inhabit
the landscape. In every landscape, nature is our guide.
We study landforms, hydrology, vegetation and climate, trying
to understand all the natural systems at play. . We investigate
environmental and cultural history; study local energy flows;
and explore the cycles of sunlight, shade and water. Out
of these investigations comes an "essay of clues,"
a map for developing healthy and creatively interactive
relationships between our designs and the natural world.
The sun is the key to the whole show. When sunlight shines
upon the earth, biology flourishes and we celebrate its
increase-the growth of trees, plants, food, and biodiversity.
This is good growth. When human activity supports ecological
health, that's good growth too. In fact, we can create buildings
that make the energy of the sun a part of our metabolism,
allowing us to tap the effectiveness of natural systems
and apply architecture to positive purpose.
At Oberlin College, for example, William McDonough + Partners
(WM+P) designed a building like a tree: A building powered
by the sun, enmeshed in local nutrient flows, and beneficial
to the landscape. Built in northern Ohio, The Adam Joseph
Lewis Center for Environmental Studies was designed to ultimately
generate more energy than it consumes. Solar power is collected
with rooftop cells and sunlight pours through southwest-facing
windows into a two-story atrium, illuminating the public
gathering areas. Wastewater is purified by a constructed
marsh-like ecosystem that breaks down and digests organic
material and releases clean water. The upholstery fabrics
will feed the garden and the carpets will be retrieved by
the manufacturer and reused for new, high-quality carpets.
Lit by the sun, refreshed with fragrant breezes, in tune
with it's place through local flows of energy and matter,
the Oberlin building's delightful ecological footprint strongly
confirms that the human presence in the landscape can be
positive, restorative and 100 percent good.
Cradle-to-Cradle Economics
Cradle-to-cradle design also makes extraordinarily good
sense economically and socially. This is especially visible
in the workplace. When designs for large-scale factories
and offices are modeled on nature's effectiveness, they
generate delightful, productive places for people to work.
This not only encourages a strong sense of community and
cooperation, it also allows efficiency and cost-effectiveness
to serve a larger purpose.
Consider the corporate offices for Gap, Inc. in San Bruno,
California. Aiming to enhance the qualities of the local
landscape, WM+P designed an undulating roof covered in flowers
and grasses that mirrors the local terrain, re-establishing
several acres of the coastal savannah ecosystem that had
been destroyed by human intervention over the past century.
The living roof also absorbs storm water and provides thermal
insulation, making the landscape an integral part of the
building's energy systems.
Other features maximize local energy flows. A raised floor
air system allows evening breezes to flush the building
while concrete slabs beneath the floor store the cool air
and release it during the day. The windows are operable
and the delivery of fresh air is under individual control.
Daylighting provides natural illumination. An open design
and urbane common spaces make the building even more delightful.
The building's advanced integrated systems are so effective,
it was recognized as one of the most energy efficient buildings
in California. By aiming to maximize positive effects, the
design outperformed buildings that set efficiency as their
highest goal.
The building's high performance is replicable. The Herman
Miller furniture factory in Holland, Michigan, like the
Gap building, was designed to foster a spirit of community
among employees while enhancing the local environment. An
effective, celebratory design achieved both-and more. Not
only did the building's site plan include extensive constructed
wetlands that rebuild soil fabric, provide habitat, and
purify storm water, its pleasing design, which maximizes
fresh air and sunlight, generated increased worker satisfaction
and productivity gains of 24 percent. Corporations locating
in developing countries might take note: Designing for human
and environmental health supports economic productivity.
Cradle-to-Cradle Planning
The benefits of cradle-to-cradle design are not limited
to individual buildings. In Chicago, where Mayor Richard
Daley is on a quest to make the city the greenest in America,
cradle-to-cradle principles are providing an inspiring reference
point for a host of citywide initiatives. Building on years
of innovative environmental programs, the City of Chicago
is now developing community plans and cradle-to-cradle systems
that will make it an international model for cities seeking
designs that allow industry and ecology, human settlements
and the natural world to flourish side by side.
Among many other initiatives, Chicago has agreed to buy
20 percent of its power from renewable sources by 2006,
which is spurring the local development of renewable energy
technology. Indeed, some renewable energy companies have
moved into the City's new Chicago Center for Green Technology,
an ecologically-intelligent facility built on a restored
industrial site. Looking ahead, we see Chicago becoming
a hub of green manufacturing and transit, energy effectiveness,
environmental restoration and cradle-to-cradle material
flows-all of which adds up to flourishing human communities
that generate an abundance of ecological, economic and cultural
wealth.
Cradle-to-cradle systems can generate this wide-spectrum
of wealth worldwide, in industrialized and developing nations
alike. In rural China, for example, the people of Huangbaiyu,
led by local entrepreneur Dai Xiaolong, are developing a
Cradle-to-Cradle Village-a village that aspires to be powered
by the sun, with all materials maintained in closed-loop
technical and biological cycles.
Significantly, the Cradle-to-Cradle Village is not an idea
being imposed on Huangbaiyu by the Chinese government or
an international aid agency; it was generated by Mr. Dai's
enterprising leadership, which has drawn support from Tong
Ji University in Shanghai, the China-U.S. Center for Sustainable
Development, and WM+P. Mr. Dai's plan is based on investing
in and growing Huangbaiyu existing capacity to become more
economically self-reliant and regenerative. The chairman
of the Tianyuan Eco-Cattle Farm, a successful business with
subsidiary companies that include a brewery, breeding farm,
organic fertilizer factory, and trout fishery, he is well-versed
in nature's cradle-to-cradle systems and is applying them
to the Huangbaiyu community development plan.
The plan is centered on the building of a compact settlement,
which will make maximum use of Huangbaiyu's available agricultural
land, generate optimal conditions for closed-loop material
flows, and provide services and amenities that cannot be
effectively furnished to a dispersed population. Local workers
will employ straw bale construction to build the village's
300 homes, taking advantage of an essentially free local
material with proven insulating capacity. A community well
will provide clean running water, a resource typically in
short supply. Human and animal waste will be collected at
centralized locations and used to produce biogas, which
will in turn be used for heating and cooking. There will
be street trees, public parks, and a village school. The
people of Huangbaiyu will be steadily employed in a variety
of local enterprises, from sustainable forestry to farming
to working in the biogas faciltity or a wood products plant.
The enduring cycles of nature, it is hoped, will generate
a wide spectrum of community wealth.
A diversity of sustaining cradle-to-cradle visions could
come to fruition in many places. From high-tech Chicago
to rural China, the principles and practices of cradle-to-cradle
design are already creating hopeful changes in the world.
Ultimately, we believe intelligent design can lead to ever
more buildings, communities, cities and nations that honor
not just human ingenuity but harmony with the exquisite
intelligence with nature. When that becomes the hallmark
of good design, we will have entered a moment in human history
when the things we make will truly be a regenerative force.
Notes
1. Matthews, Emily, et al. The Weight of Nations: Material
Outflows From Industrial Economies (Washington D.C.: World
Resources Institute, 2000).
2. Bujanowski, Anke; Braungart, Michael; Sinn, Christian.
"Primitives Produktdesign." Müllmagazin,
2/1998, pp. 24-26.
3. Braungart, Michael; Bujanowski, Anke; Schäding,
Jürgen; Sinn, Christian. "Poor Design Practices
- Gaseous Emissions from Complex Products." Hamburger
Umweltintitut e.V.,1997, pg. 9.
4. Kunstler, James Howard. The City in Mind: Notes on the
Urban Condition (New York: The Free Press, 2001).
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